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Eason Technology Receives Warning Letter From NYSE

Benzinga·01/16/2026 19:02:03
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Eason Technology Limited ("Eason Technology" or the "Company") (NYSE:DXF) today announced that it has received a warning letter from NYSE American LLC (the "Exchange") regarding the Company's non-compliance with Section 401(a) of the NYSE American Company Guide (the "Company Guide").

Section 401(a) of the Company Guide requires a listed company "to make immediate public disclosure of all material information concerning its affairs" and "when such disclosure is to be made between 7:00 A.M. and 4:00 P.M., Eastern Time, it is essential that the Exchange be notified at least ten minutes prior to the announcement."

The warning letter relates to the Company's filing of a Form 6-K with the Securities and Exchange Commission on January 9, 2026, disclosing a material purchase of real estate and the execution of an agreement relating to a material sale of the Company's securities. The Exchange determined that in disclosing material information on January 9, 2026 regarding material transactions entered into on December 16, 2025 and December 29, 2025, the Company failed to comply with Section 401(a) of the Company Guide.

Eason Technology acknowledges the Exchange's concerns and is taking steps to enhance its procedures for disseminating material information to ensure future compliance with the Company Guide.

In accordance with Section 401(j) of the Company Guide, Eason Technology is disclosing this warning letter publicly.