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According to the reporter's combined statistics from Wind, Yi Dong, etc., the securities regulatory system issued a total of more than 260 fines for brokerage firms, branches, and employees this year, involving more than 50 brokerage firms, which is a significant increase compared to the first three quarters of 2025. In particular, in September, about 60 tickets per month hit a record high during the year.

Zhitongcaijing·10/05/2026 07:41:05
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According to the reporter's combined statistics from Wind, Yi Dong, etc., the securities regulatory system issued a total of more than 260 fines for brokerage firms, branches, and employees this year, involving more than 50 brokerage firms, which is a significant increase compared to the first three quarters of 2025. In particular, in September, about 60 tickets per month hit a record high during the year.