The reporter learned that according to the latest regulatory notice, when some fund companies participate in overseas research activities organized by the Securities Company Research Institute, there are situations where securities companies bear the costs of expert consultation, research tickets, etc., which shows that the internal control effectiveness of relevant securities companies and fund companies is insufficient; individual fund company employees are paid by securities companies for round-trip air tickets, hotels, etc. when traveling abroad for private reasons. In response to this situation, the supervisory authorities have taken strict supervisory measures against G1 securities companies that do not cooperate with the inspection in accordance with the law, ordering the company to strictly punish those responsible; take supervisory measures to issue warning letters against H, G2 securities companies, and F and H fund companies; take corrective supervisory measures against H Fund Company fund manager Ma, and require the company to seriously pursue internal accountability.

The reporter learned that according to the latest regulatory notice, when some fund companies participate in overseas research activities organized by the Securities Company Research Institute, there are situations where securities companies bear the costs of expert consultation, research tickets, etc., which shows that the internal control effectiveness of relevant securities companies and fund companies is insufficient; individual fund company employees are paid by securities companies for round-trip air tickets, hotels, etc. when traveling abroad for private reasons. In response to this situation, the supervisory authorities have taken strict supervisory measures against G1 securities companies that do not cooperate with the inspection in accordance with the law, ordering the company to strictly punish those responsible; take supervisory measures to issue warning letters against H, G2 securities companies, and F and H fund companies; take corrective supervisory measures against H Fund Company fund manager Ma, and require the company to seriously pursue internal accountability.