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Germany's Financial Regulator Fines Deutsche Bank Over Securities Trading Act Violations

MT Newswires·11/12/2026 00:47:03
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12:47 AM EST, 11/12/2026 (MT Newswires) -- Deutsche Bank (DBK.F) received administrative fines totaling 8 million euros from Germany's Federal Financial Supervisory Authority over violations of the German Securities Trading Act. In a Thursday notice, BaFin said it imposed the fines on Wednesday over the German lender's actions in 2023, including failure to put in place organizational arrangements to manage customer complaints related to its data migration and to prevent delays in the transfer of securities accounts.